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Disclosure of Business Continuity Plan for BMO Capital Markets

 

 

Current Emergency Communications Status: We are operating business as usual.

 

This is the Emergency Communication website of BMO Capital Markets Corp. (U.S.)
We will use this site to inform you of any significant business interruption.

 

 

 

Disclosure of Business Continuity Plan for BMO Capital Markets Corp. (U.S.) (59.9kb, PDF)

Summary Disclosure Statements for BMO Capital Markets to Clients (Canada/International) (328kb, PDF)


 

Bank Coverage

 

 

Bank Coverage Regulatory (49.0kb, PDF)

 

U.S. Patriot Act Certificate of Bank of Montreal (88kb, PDF)

 

Canadian Clearing System Holiday Schedules (49.0kb, PDF)

 

For more information, visit the CPA website

 

 

Anti-Money Laundering & Anti-Terrorist Financing

 

 

Financial Institutions and regulatory bodies around the world are increasingly focused on combating money laundering and fighting financial crime. Certain information on a financial institution is often required to support maintaining an account. The following documents are of assistance to banks in completing their client bank due diligence on BMO.

 

AML Questionnaire: BMO Financial Group Answers (195kb, PDF)

 

AML Questionnaire: BMO Financial Group Template (61.7kb, PDF)

 

Wolfsberg: BMO Financial Group Answers (145kb, PDF)

 

AML Questionnaire: BMO (China) Co., Ltd Answers (1.22mb, PDF)

 

Summary of Anti-Money Laundering and Anti-Terrorist Financing Policies at BMO Financial Group (37kb, PDF)


Complaints & Inquiries

 

 

BMO Capital Markets is committed to ensuring strategies and transactions are executed efficiently and accurately, with prompt reporting. At any time, you have the right to contact BMO Capital Markets staff or head office on any matter relating to your business relationship with us. Any inquiry or complaint from clients will be responded to in a timely manner. Please don't hesitate to Contact Us.

UK Complaints Handling Summary (121kb, PDF)

 

 

 

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