On November 17, 2000, the Securities and Exchange Commission ("SEC") adopted Exchange Act Rule 11Ac1-5 and Rule 11Ac1-6. Rule 11Ac1-5 requires market centers that trade national market system securities to prepare, and make available to the public, monthly reports that include uniform statistical measures of execution quality for certain orders received or executed by a market center during regular business hours. Rule 11Ac1-6 requires broker-dealers that route customer orders in equity and option securities, to make publically available quarterly reports that disclose venues to which broker-dealers route non-directed orders. The broker-dealer must also disclose any relationships that they have with that venue.

BMO Capital Markets is utilizing the services of Market Systems Inc. (MSI) to provide the necessary order execution information pursuant to SEC Rule 11Ac1-5 and Rule 11Ac1-6. To obtain our order execution information, please see: SEC Rule 11Ac1-5 information and SEC Rule 11Ac1-6 information.

Pursuant to SEC Rule 11Ac1-6, routing information about specific orders will be provided to our customers upon request. Our customers can contact John Brophy to request routing information regarding specific orders.